Financial Advisors & RIAs — Tampa Bay

Your clients trust you with their most sensitive financial data. Your IT setup should be worthy of that trust.

Most independent advisors we visit have the same gap: client data on laptops that aren't encrypted, no documented access controls, and IT infrastructure that hasn't kept pace with SEC and FINRA expectations — not because they're careless, but because nobody built it right from the start.

$50K–$150K
Average data breach cost for small RIA
4–6 hrs
Lost per advisor/week to IT friction
15 min
Free assessment — know where you stand

The IT gaps SEC and FINRA examiners look for in small advisory firms:

Client data not encrypted at rest or in transit
Portfolio data, account numbers, and personal information need encryption that a standard Windows setup doesn't provide by default
No documented access controls or written policies
SEC deficiency letters increasingly cite missing written information security programs (WISPs) — even for firms under $100M AUM
MFA inconsistently applied across systems
CRM, email, and portfolio management systems each need MFA — a single gap is all it takes for a credential breach

We're SEC/FINRA-aware, local to Tampa Bay, and flat monthly pricing — no per-incident billing surprises.

Free IT Security Assessment — 15 minutes

We review your current setup and show you exactly where the gaps are — encryption, access controls, backup integrity, and compliance documentation. No obligation, no sales pressure.

Book Your Free Security & Compliance Assessment

Or call/text Gino directly: (727) 563-9200

Free guide: IT Security Checklist for Financial Advisors & RIAs

The 12 security controls SEC and FINRA examiners check first — Reg S-P, FINRA Rule 4370, encryption, MFA, and BCP documentation.

Download the checklist now

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